With so-called "civil gushen", and "retail Jiao Dou", guise for illegal securities investment advisory activities often has is strong of incitement force and Bewitched sexual. Yin Baohua, and Liu Rui, 5 people illegal securities investment advisory case is used has this a way. SFC about head recently describes has the case of investigation and handling of situation, due to in connection with the amount larger, suspected constitute illegal operating crime, case has people's Court trial and according to law made judgment, Yin Baohua was criminal while was heavy penalties 15 million Yuan. Multiple channels to recruit student fees and stock-pickers in September 2010, SFC in Wuhan and century investment consultant, Ltd (hereinafter referred to as "Wuhan and") and Yin Baohua and other illegal securities investment consultation for investigation, the investigation found, Yin Baohua, Rui Liu, Mei yu, and Liu Shuyuan, Director Zhuo 5 arrested for engaging in illegal securities investment advisory activities. The investigation, Yin Baohua since 2008 to organize a team of more than 10 people, one after another in Shanghai, Nanchang
, And Wuhan, and Shenzhen, and Guangzhou, and Beijing, and Shandong, and Anhui, to established 16 a workstation, and local does not has securities investment advisory qualification of institutions or personal cooperation recruiting students, carried out shareholders training and investment education activities; through in broadcast, and TV, and newspaper and network, media for publicity and the held open of securities investment report for meeting marketing, recruiting shareholders participation its held of training courses, in charged costs Hou recommended stock, and for illegal securities investment advisory activities Through establishing tianying network opened Yin Baohua column and in the first financial network, with "old Yin Jiepan" formal analysis, recommend stocks and shares, by means of stock-pickers collect membership fees, recruit members, more than 1000 people. in addition, through the development of production and sale of "stock selection software" for profit. Yin Baohua illegal business turnover of 8.3589 million Yuan, individual illicit profit of 3.7515 million Yuan, illegal sales amount 8.0089 million Yuan Mei jade, illegal profit-$ 400,000
; Director of illegally marketing the amount 8.1089 million Yuan, individual illegal profits of $ 100,000. Liu Rui Yu March 2010 established Wuhan letter and, in does not has securities investment advisory qualification situation Xia, recruitment employees more than 20 more than people, through phone, and newspaper, and website and the QQ Group, forms for publicity, to free lecture, and recommended stock, for bait cheat shareholders lecture, from recruiting students. shareholders payment became students Hou, through held training courses, and sent phone information, and established students QQ Group Exchange, way for stock market market trend analysis, and recommended stock a unit and the plate, and The buying and selling illegal securities investment advisory activities. Liu Rui illegal turnover of 1.2614 million Yuan, illicit enrichment 581,400; Liu Shuyuan illegal business turnover $ 536,400, individual illegal profits of $ 120,000. SFC in October 2010 and the removal of the case of public security organs in accordance with law. on November 24, 2011, Lake
Tongcheng County people's Court in northern province its first instance verdict in this case, judgment of 5 defendants guilty of offenses of illegal operation, respectively, sentenced to 1 year and 6 months to 3 years ' imprisonment, confiscation of illegally acquired ranging from $ 100,000 to $, and fines ranging from $ 200,000 to $ 15 million. Where Yin Baohua was sentenced to 3 years ' imprisonment, suspended for 5 years, confiscation of illegally acquired $ 3.3515 million, and fined 15 million Yuan, Rui Liu was sentenced to 2 years and 6 months imprisonment, suspended for 4 years, confiscation of illegally acquired $ 581,400, and fines of $ 2.5 million. Vigilance prevent damage to the interests the Commission officials responsible for relevant departments pointed out that, in this case 5 and the company was established by the parties in the case of securities investment consultant qualification does not have, for profit-making purposes, without authorization, securities investment advisory activities are typical of illegal acts of securities investment consultancy. Yin Baohua and others wore the so-called "civil
Gushen "," retail Jiao Dou "guise, through media such as television, newspapers and magazines, the Internet public campaigns, investment reports, shareholders ' stock-pickers software training courses, sales and other forms of illegal securities investment advisory activities, extremely deceptive, has become a lawless elements against the interests of investors, a new form of profiteering. For all forms of illegal securities activity, SFC pressure at all times, constantly increase the intensity of law enforcement, and the removal of suspected criminal firm public security and judicial organs. The official reminded investors, for the current community investment report, the shareholders ' training courses, such as stock-pickers, investors to beware of strengthening prevention. Similar Yin Baohua this unauthorized holding of investment reports, by their nature tend to be through the report boasts about their so-called technical, performance, induces investors pay to become a member participating in the meeting so as to obtain money and caution over stock-pickers software trap, some stock-pickers
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